Post by Liquidator on Apr 7, 2006 12:17:58 GMT -5
Old 8K of Shares in Escrow
From 57/88
Old 8K of Shares in Escrow
penniestodollars
Diamond Miner
member is offline
Joined: Nov 2005
Posts: 168
Old 8K of Shares in Escrow!!!!!
« Thread Started on Yesterday at 11:07pm »
----------------------------------------------------
----------------------------
www.sec.gov/Archives/edgar/data/1092299/00011
1776803000018/casalock.htm
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported)
April 17, 2003
CASAVANT MINING KIMBERLITE INTERNATIONAL, INC.
(Exact name of Registrant as specified in charter)
Nevada 0-26919
(State or other jurisdiction (Commission (I.R.S.
Employer
of incorporation) File Number) Identification)
1481 W. Warm Springs Road, Suite 133, Las Vegas,
Nevada 89014
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code:
(702) 946-6747
ITEM 9. REGULATION FD DISCLOSURE
On April 15, 2003, Casavant Mining Kimberlite
International, Inc. ("CMKI") entered into an
agreement with Urban Casavant, President of the
Company, whereby Mr. Casavant agreed to place his
shares of CMKI common stock in escrow for a period
of three (3) years. During the period of time in
which Mr. Casavant's shares are in escrow, Mr.
Casavant has agreed not to sell, pledge, or
otherwise dispose of any of the shares placed in
escrow. However, Mr. Casavant does retain all other
rights afforded to him by virtue of owning the
shares, including voting rights and rights to
dividends and other distributions.Mr. Casavant's
shares are being held in escrow by the Law Offices
of Thomas C. Cook, Ltd.
ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS
(a) Share Lockup Agreement dated April 15, 2003
SIGNATURES
Pursuant to the requirements of the Securities and
Exchange Act of 1934, the registrant has duly caused
this Report to be signed on its behalf by the
undersigned hereunto duly authorized.
Date: April 17, 2003
Casavant Mining Kimberlite International, Inc.
By: /s/ Urban Casavant
Urban Casavant, President
WHEREAS, Casavant currently is an affiliate of CMKI,
by virtue of the fact that he is currently the
president of CMKI and is the holder of record of six
hundred million (600,000,000) common shares of CMKI,
represented by certificate number 5171 (the
"Shares"); and
This makes it sound like he Only owns 600 MILLION
Shares at least in certificate form.
2. Break of Escrow. Upon the expiration of the
Escrow Term, TCC shall, within five (5) business
days from the expiration of the Escrow Term, release
to Casavant the Shares
another 5 days after the 15th
By: /s/ Urban Casavant By: /s/ Thomas c. Cook
Urban Casavant Thomas C. Cook, Esq., President
Casavant Mining Kimberlite International, a
Nevada corporation ("CMKI")
By: /s/ Urban Casavant
Urban Casavant, President
Did he sign on behalf of the company and himself.
does that seem right there were other officers at
this time why didn't they sign this? Not saying this
means anything but it is just weird he signed for
the company and himself.
Well maybe you guys can find a clue in this maybe
they left one.
phxgold
Ace of Diamonds
member is offline
Joined: Sept 2005
Posts: 1,233
Re: Old 8K of Shares in Escrow!!!!!
« Reply #4 on Today at 11:45am »
----------------------------------------------------
----------------------------
LAS VEGAS--(BUSINESS WIRE)--Feb. 24, 2003 –
FUGRO AIRBOURNE SURVEY The Fugro Airbourne Survey is
moving ahead with Fugro's GEOTEM. This is new proven
technology used successfully in Alberta which will
be utilized in Saskatchewan for the first time by
us. Results will be announced daily starting this
coming week as we begin to survey the 700,000 acres
of immediately adjacent to the De Beers Claims, of
approximately 1.9 million acres, including options
in total. This expenditure of $ 956,540 Canadian,
along with a small amount of expenditure on drilling
will keep the claims current.
-- DRILLING PROGRAM
Any detected targets will be drilled immediately.
-- PROPOSED MERGER
The Company is moving ahead with its proposed merger
talks. Once again Shareholders who approve the
merger will have to surrender their certificates for
certificates in the new entity to be announced. The
purpose of this reorganization is eventually to move
the Company into a stronger position to enable it to
consider moving ahead into the larger capital pools.
The Company has put all previous proposals and
contracts on hold until this is finalized. The
company presently intends to transfer any of its
contractual obligations that it may wish to keep,
all of which it currently it has on hold, to the new
entity, with the CMKM shareholders becoming
shareholders of the second company through an
anticipated share exchange.
There is no guarantee, however, that this proposed
transaction will be consummated, although it is
anticipated and welcomed by the Board to identify
actual shareholders of the corporation and also to
eradicate any professional trading positions that
may exist at this time in the Company's stock.
-- HOWARD BRONSON & COMPANY, NEW YORK
Howard Bronson is on a monthly retainer and is ready
to work with us as a liaison with supporting brokers
as soon as we are ready to go to New York with our
Company reorganized to our satisfaction.
-- NEW INVESTOR RELATIONS
The company announces that PRINCETON RESEARCH, INC.,
HAS
BEEN REPLACED BY:
INVESTOR RELATIONS
1489 W. Warm Springs Road, Suite 110
Henderson, NV 898014
Tel: 702/946 6746
Fax: 702/946 6767
James Kenny / Ginger Gutierrez
Monday to Friday 9 am to 4 pm
-- OTHER POINTS OF INTEREST
The change of CUSIP number and new trading symbol
was dictated to us. We did request to keep CMKI,
which we prefer and the old CUSIP number, but we
understand that it is NASD policy to change these
automatically where there is a name-change, so we
had to change them.
Difficulty to pull up Casavant Mining Kimberlite
International on EDGAR: Once again this is beyond
our control since we do not run the Edgar database.
Shares: all insiders have restricted stock. Shares
for the Canadian Claims are restricted. Shares for
the Survey and Drilling Fund are restricted. All
share positions were disclosed on the 14c filed
recently, and prior to that the audited financial
statements. Al restricted shares are for 2 years
pursuant to Rule 144.Proposed Pink Sheet Merger:
this has also been put on hold until the Company
reorganization is finalized.
Directors: The appointment of new directors pursuant
to the majority shareholders meeting is also on hold
pending completion of the reorganization.
Comments: We welcome your comments and wish to keep
you completely informed and up to date on the
affairs of the Company.
What Are the Conditions of Rule 144?
If you want to sell your restricted or control
securities to the public, you can follow the
conditions set forth in Rule 144. The rule is not
the exclusive means for selling restricted or
control securities, but provides a "safe harbor"
exemption to sellers. The rule's five conditions are
summarized below:
Holding Period. Before you may sell restricted
securities in the marketplace, you must hold them
for at least one year. The one-year period holding
period begins when the securities were bought and
fully paid for. The holding period only applies to
restricted securities. Because securities acquired
in the public market are not restricted, there is no
holding period for an affiliate who purchases
securities of the issuer in the marketplace. But an
affiliate's resale is subject to the other
conditions of the rule.
Additional securities purchased from the issuer do
not affect the holding period of previously
purchased securities of the same class. If you
purchased restricted securities from another
non-affiliate, you can tack on that non-affiliate's
holding period to your holding period. For gifts
made by an affiliate, the holding period begins when
the affiliate acquired the securities and not on the
date of the gift. In the case of a stock option,
such as one an employee receives, the holding period
always begins as of the date the option is exercised
and not the date it is granted.
Adequate Current Information. There must be adequate
current information about the issuer of the
securities before the sale can be made. This
generally means the issuer has complied with the
periodic reporting requirements of the Securities
Exchange Act of 1934.
(THIS IS THE REASON FOR CASAVANTS LOCK UP AGREEMENT
IMO TO CLEAR HIM OF WRONG DOING)
Trading Volume Formula. After the one-year holding
period, the number of shares you may sell during any
three-month period can't exceed the greater of 1% of
the outstanding shares of the same class being sold,
or if the class is listed on a stock exchange or
quoted on Nasdaq, the greater of 1% or the average
reported weekly trading volume during the four weeks
preceding the filing a notice of the sale on Form
144. Over-the-counter stocks, including those quoted
on the OTC Bulletin Board and the Pink Sheets, can
only be sold using the 1% measurement.
Ordinary Brokerage Transactions. The sales must be
handled in all respects as routine trading
transactions, and brokers may not receive more than
a normal commission. (Jefferies Letter?)Neither the
seller nor the broker can solicit orders to buy the
securities.
Filing Notice With the SEC. At the time you place
your order, you must file a notice with the SEC on
Form 144 if the sale involves more than 500 shares
or the aggregate dollar amount is greater than
$10,000 in any three-month period. The sale must
take place within three months of filing the Form
and, if the securities have not been sold, you must
file an amended notice.
If you are not an affiliate of the issuer and have
held restricted securities for two years, you can
sell them without regard to the above conditions.
Can the Securities Be Sold Publicly If the
Conditions of Rule 144 Have Been Met?
Even if you have met the conditions of Rule 144, you
can't sell your restricted securities to the public
until you've gotten the legend removed from the
certificate. Only a transfer agent can remove a
restrictive legend. But the transfer agent won't
remove the legend unless you've obtained the consent
of the issuer—usually in the form of an opinion
letter from the issuer's counsel—that the restricted
legend can be removed. Unless this happens, the
transfer agent doesn't have the authority to remove
the legend and execute the trade in the marketplace.
To begin the process, an investor should contact the
company that issued the securities, or the transfer
agent of the company's securities, to ask about the
procedures for removing a legend. Since removing the
legend can be a complicated process, if you're
considering buying or selling a restricted security,
it would be wise for you to consult an attorney who
specializes in securities law.
What If a Dispute Arises Over Whether I Can Remove
the Legend?
If a dispute arises about whether a restricted
legend can be removed, the SEC will not intervene.
The removal of a legend is a matter solely in the
discretion of the issuer of the securities. State
law, not federal law, covers disputes about the
removal of legends. Thus, the SEC will not take
action in any decision or dispute about removing a
restrictive legend.
www.sec.gov/investor/pubs/rule144.htm
penniestodollars
Diamond Miner
member is offline
Joined: Nov 2005
Posts: 168
Re: Old 8K of Shares in Escrow!!!!!
« Reply #5 on Today at 12:00pm »
----------------------------------------------------
----------------------------
Today at 10:42am, SVT-COBRA wrote:but because escrow
shares are only in cert form only -- then the TA
would have record of them already. If they were big
enough that it caused a NS situation then the TA
would have stopped before now.
I agree to a point. when was the forward split done?
I think he could have a forward split but the
question is if the forward split happened after this
took place can he get those shares electronically or
would they have to be issued certs?
phxgold
Ace of Diamonds
member is offline
Joined: Sept 2005
Posts: 1,233
Re: Old 8K of Shares in Escrow!!!!!
« Reply #6 on Today at 12:02pm »
----------------------------------------------------
----------------------------
bottom line is the shares in the lock up agreement
are the only shares that were not disposed of in
violation of rule 144. That is why I believe UC is
no longer a target. and also why I believe we will
be astonished.
cmkxgroup.proboards88.com/index.cgi?board=general&action=display&thread=1144375640
From 57/88
Old 8K of Shares in Escrow
penniestodollars
Diamond Miner
member is offline
Joined: Nov 2005
Posts: 168
Old 8K of Shares in Escrow!!!!!
« Thread Started on Yesterday at 11:07pm »
----------------------------------------------------
----------------------------
www.sec.gov/Archives/edgar/data/1092299/00011
1776803000018/casalock.htm
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported)
April 17, 2003
CASAVANT MINING KIMBERLITE INTERNATIONAL, INC.
(Exact name of Registrant as specified in charter)
Nevada 0-26919
(State or other jurisdiction (Commission (I.R.S.
Employer
of incorporation) File Number) Identification)
1481 W. Warm Springs Road, Suite 133, Las Vegas,
Nevada 89014
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code:
(702) 946-6747
ITEM 9. REGULATION FD DISCLOSURE
On April 15, 2003, Casavant Mining Kimberlite
International, Inc. ("CMKI") entered into an
agreement with Urban Casavant, President of the
Company, whereby Mr. Casavant agreed to place his
shares of CMKI common stock in escrow for a period
of three (3) years. During the period of time in
which Mr. Casavant's shares are in escrow, Mr.
Casavant has agreed not to sell, pledge, or
otherwise dispose of any of the shares placed in
escrow. However, Mr. Casavant does retain all other
rights afforded to him by virtue of owning the
shares, including voting rights and rights to
dividends and other distributions.Mr. Casavant's
shares are being held in escrow by the Law Offices
of Thomas C. Cook, Ltd.
ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS
(a) Share Lockup Agreement dated April 15, 2003
SIGNATURES
Pursuant to the requirements of the Securities and
Exchange Act of 1934, the registrant has duly caused
this Report to be signed on its behalf by the
undersigned hereunto duly authorized.
Date: April 17, 2003
Casavant Mining Kimberlite International, Inc.
By: /s/ Urban Casavant
Urban Casavant, President
WHEREAS, Casavant currently is an affiliate of CMKI,
by virtue of the fact that he is currently the
president of CMKI and is the holder of record of six
hundred million (600,000,000) common shares of CMKI,
represented by certificate number 5171 (the
"Shares"); and
This makes it sound like he Only owns 600 MILLION
Shares at least in certificate form.
2. Break of Escrow. Upon the expiration of the
Escrow Term, TCC shall, within five (5) business
days from the expiration of the Escrow Term, release
to Casavant the Shares
another 5 days after the 15th
By: /s/ Urban Casavant By: /s/ Thomas c. Cook
Urban Casavant Thomas C. Cook, Esq., President
Casavant Mining Kimberlite International, a
Nevada corporation ("CMKI")
By: /s/ Urban Casavant
Urban Casavant, President
Did he sign on behalf of the company and himself.
does that seem right there were other officers at
this time why didn't they sign this? Not saying this
means anything but it is just weird he signed for
the company and himself.
Well maybe you guys can find a clue in this maybe
they left one.
phxgold
Ace of Diamonds
member is offline
Joined: Sept 2005
Posts: 1,233
Re: Old 8K of Shares in Escrow!!!!!
« Reply #4 on Today at 11:45am »
----------------------------------------------------
----------------------------
LAS VEGAS--(BUSINESS WIRE)--Feb. 24, 2003 –
FUGRO AIRBOURNE SURVEY The Fugro Airbourne Survey is
moving ahead with Fugro's GEOTEM. This is new proven
technology used successfully in Alberta which will
be utilized in Saskatchewan for the first time by
us. Results will be announced daily starting this
coming week as we begin to survey the 700,000 acres
of immediately adjacent to the De Beers Claims, of
approximately 1.9 million acres, including options
in total. This expenditure of $ 956,540 Canadian,
along with a small amount of expenditure on drilling
will keep the claims current.
-- DRILLING PROGRAM
Any detected targets will be drilled immediately.
-- PROPOSED MERGER
The Company is moving ahead with its proposed merger
talks. Once again Shareholders who approve the
merger will have to surrender their certificates for
certificates in the new entity to be announced. The
purpose of this reorganization is eventually to move
the Company into a stronger position to enable it to
consider moving ahead into the larger capital pools.
The Company has put all previous proposals and
contracts on hold until this is finalized. The
company presently intends to transfer any of its
contractual obligations that it may wish to keep,
all of which it currently it has on hold, to the new
entity, with the CMKM shareholders becoming
shareholders of the second company through an
anticipated share exchange.
There is no guarantee, however, that this proposed
transaction will be consummated, although it is
anticipated and welcomed by the Board to identify
actual shareholders of the corporation and also to
eradicate any professional trading positions that
may exist at this time in the Company's stock.
-- HOWARD BRONSON & COMPANY, NEW YORK
Howard Bronson is on a monthly retainer and is ready
to work with us as a liaison with supporting brokers
as soon as we are ready to go to New York with our
Company reorganized to our satisfaction.
-- NEW INVESTOR RELATIONS
The company announces that PRINCETON RESEARCH, INC.,
HAS
BEEN REPLACED BY:
INVESTOR RELATIONS
1489 W. Warm Springs Road, Suite 110
Henderson, NV 898014
Tel: 702/946 6746
Fax: 702/946 6767
James Kenny / Ginger Gutierrez
Monday to Friday 9 am to 4 pm
-- OTHER POINTS OF INTEREST
The change of CUSIP number and new trading symbol
was dictated to us. We did request to keep CMKI,
which we prefer and the old CUSIP number, but we
understand that it is NASD policy to change these
automatically where there is a name-change, so we
had to change them.
Difficulty to pull up Casavant Mining Kimberlite
International on EDGAR: Once again this is beyond
our control since we do not run the Edgar database.
Shares: all insiders have restricted stock. Shares
for the Canadian Claims are restricted. Shares for
the Survey and Drilling Fund are restricted. All
share positions were disclosed on the 14c filed
recently, and prior to that the audited financial
statements. Al restricted shares are for 2 years
pursuant to Rule 144.Proposed Pink Sheet Merger:
this has also been put on hold until the Company
reorganization is finalized.
Directors: The appointment of new directors pursuant
to the majority shareholders meeting is also on hold
pending completion of the reorganization.
Comments: We welcome your comments and wish to keep
you completely informed and up to date on the
affairs of the Company.
What Are the Conditions of Rule 144?
If you want to sell your restricted or control
securities to the public, you can follow the
conditions set forth in Rule 144. The rule is not
the exclusive means for selling restricted or
control securities, but provides a "safe harbor"
exemption to sellers. The rule's five conditions are
summarized below:
Holding Period. Before you may sell restricted
securities in the marketplace, you must hold them
for at least one year. The one-year period holding
period begins when the securities were bought and
fully paid for. The holding period only applies to
restricted securities. Because securities acquired
in the public market are not restricted, there is no
holding period for an affiliate who purchases
securities of the issuer in the marketplace. But an
affiliate's resale is subject to the other
conditions of the rule.
Additional securities purchased from the issuer do
not affect the holding period of previously
purchased securities of the same class. If you
purchased restricted securities from another
non-affiliate, you can tack on that non-affiliate's
holding period to your holding period. For gifts
made by an affiliate, the holding period begins when
the affiliate acquired the securities and not on the
date of the gift. In the case of a stock option,
such as one an employee receives, the holding period
always begins as of the date the option is exercised
and not the date it is granted.
Adequate Current Information. There must be adequate
current information about the issuer of the
securities before the sale can be made. This
generally means the issuer has complied with the
periodic reporting requirements of the Securities
Exchange Act of 1934.
(THIS IS THE REASON FOR CASAVANTS LOCK UP AGREEMENT
IMO TO CLEAR HIM OF WRONG DOING)
Trading Volume Formula. After the one-year holding
period, the number of shares you may sell during any
three-month period can't exceed the greater of 1% of
the outstanding shares of the same class being sold,
or if the class is listed on a stock exchange or
quoted on Nasdaq, the greater of 1% or the average
reported weekly trading volume during the four weeks
preceding the filing a notice of the sale on Form
144. Over-the-counter stocks, including those quoted
on the OTC Bulletin Board and the Pink Sheets, can
only be sold using the 1% measurement.
Ordinary Brokerage Transactions. The sales must be
handled in all respects as routine trading
transactions, and brokers may not receive more than
a normal commission. (Jefferies Letter?)Neither the
seller nor the broker can solicit orders to buy the
securities.
Filing Notice With the SEC. At the time you place
your order, you must file a notice with the SEC on
Form 144 if the sale involves more than 500 shares
or the aggregate dollar amount is greater than
$10,000 in any three-month period. The sale must
take place within three months of filing the Form
and, if the securities have not been sold, you must
file an amended notice.
If you are not an affiliate of the issuer and have
held restricted securities for two years, you can
sell them without regard to the above conditions.
Can the Securities Be Sold Publicly If the
Conditions of Rule 144 Have Been Met?
Even if you have met the conditions of Rule 144, you
can't sell your restricted securities to the public
until you've gotten the legend removed from the
certificate. Only a transfer agent can remove a
restrictive legend. But the transfer agent won't
remove the legend unless you've obtained the consent
of the issuer—usually in the form of an opinion
letter from the issuer's counsel—that the restricted
legend can be removed. Unless this happens, the
transfer agent doesn't have the authority to remove
the legend and execute the trade in the marketplace.
To begin the process, an investor should contact the
company that issued the securities, or the transfer
agent of the company's securities, to ask about the
procedures for removing a legend. Since removing the
legend can be a complicated process, if you're
considering buying or selling a restricted security,
it would be wise for you to consult an attorney who
specializes in securities law.
What If a Dispute Arises Over Whether I Can Remove
the Legend?
If a dispute arises about whether a restricted
legend can be removed, the SEC will not intervene.
The removal of a legend is a matter solely in the
discretion of the issuer of the securities. State
law, not federal law, covers disputes about the
removal of legends. Thus, the SEC will not take
action in any decision or dispute about removing a
restrictive legend.
www.sec.gov/investor/pubs/rule144.htm
penniestodollars
Diamond Miner
member is offline
Joined: Nov 2005
Posts: 168
Re: Old 8K of Shares in Escrow!!!!!
« Reply #5 on Today at 12:00pm »
----------------------------------------------------
----------------------------
Today at 10:42am, SVT-COBRA wrote:but because escrow
shares are only in cert form only -- then the TA
would have record of them already. If they were big
enough that it caused a NS situation then the TA
would have stopped before now.
I agree to a point. when was the forward split done?
I think he could have a forward split but the
question is if the forward split happened after this
took place can he get those shares electronically or
would they have to be issued certs?
phxgold
Ace of Diamonds
member is offline
Joined: Sept 2005
Posts: 1,233
Re: Old 8K of Shares in Escrow!!!!!
« Reply #6 on Today at 12:02pm »
----------------------------------------------------
----------------------------
bottom line is the shares in the lock up agreement
are the only shares that were not disposed of in
violation of rule 144. That is why I believe UC is
no longer a target. and also why I believe we will
be astonished.
cmkxgroup.proboards88.com/index.cgi?board=general&action=display&thread=1144375640